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Certificate Course on Institutional Investment Laws

INTRODUCTION TO THE COURSE

This course covers the legal and regulatory aspects of institutional investment in private equity (PE) and venture capital (VC) funds in India. The course is divided into 8 modules that cover topics such as the investment landscape and processes, fund formation, regulatory compliance, exit strategies, dispute resolution, taxation, and ethical considerations. For example, Module 3 discusses the investment process including deal sourcing, evaluation criteria, negotiation, and documentation. A practical exercise guides drafting of term sheets and investment agreements.

For example, Module 3 discusses the investment process including deal sourcing, evaluation criteria, negotiation, and documentation. A practical exercise guides drafting of term sheets and investment agreements.

The introduction provided offers a comprehensive overview of the course, highlighting its focus on the practical aspects of institutional investment laws in India. It outlines the course structure, which includes eight modules encompassing a range of topics from the investment process to ethical considerations. The practical example given illustrates how the course will engage students in hands-on learning, such as drafting term sheets and investment agreements, to ensure they gain real-world skills applicable to the legal field of private equity and venture capital.

WHAT IS UNIQUE ABOUT THE COURSE?

  • The course covers the entire lifecycle of private equity (PE) and venture capital (VC) investments from fund formation to exits.
  • It provides an in-depth understanding of the legal and regulatory framework governing institutional investments in India.
  • Practical exercises are included, such as drafting term sheets, investment agreements, and workshops on tax implications.
  • Case studies are used to illustrate successes, pitfalls, and challenges faced in PE/VC investments.
  • There is an emphasis on ethical practices, environmental, social, and governance factors in investment decisions.
  • The course includes modules on dispute resolution mechanisms and enforcing investor rights.
  • There is comprehensive coverage of topics like taxation, compliance, fund governance, and liquidation processes.

THE COURSE IS FOR WHOM

  • Private equity and venture capital fund managers
  • Institutional investors in private equity and venture capital funds
  • Legal and compliance professionals working with private equity and venture capital funds
  • Aspiring investment professionals looking to build a career in private equity and venture capital

MODULES

This course, designed by experts, will help you master in Investment Laws

MODULE 1: INTRODUCTION TO INSTITUTIONAL INVESTMENT

This module provides an overview of the institutional investment landscape, emphasizing the role of institutional investors in financial markets. It explores the historical development of private equity and venture capital, and discusses the regulatory framework for institutional investments in India. Participants will also gain insights into various investment structures, including private equity, venture capital, and other vehicles.

MODULE 2: LEGAL FUNDAMENTALS FOR PE/VC INVESTMENTS

Participants will delve into the legal intricacies of private equity and venture capital funds, understanding their legal structures and compliance requirements for fund formation. The module covers limited partnership agreements, constitutive documents, and legal due diligence in fund formation. Case studies highlight both successes and potential pitfalls in fund formation.

MODULE 3: INVESTMENT PROCESS IN PE/VC FUNDS

This module covers the end-to-end investment process in private equity and venture capital funds. Topics include deal sourcing and evaluation, investment decision-making criteria, negotiation, deal structuring, and legal documentation for PE/VC investments. Participants will engage in a practical exercise involving drafting term sheets and investment agreements.

MODULE 4: REGULATORY COMPLIANCE AND GOVERNANCE

Focusing on regulatory aspects, this module explores SEBI regulations for alternative investment funds (AIFs), compliance with FEMA regulations for foreign investments, and considerations related to anti-money laundering (AML) and know your customer (KYC). The module also discusses fund governance, outlining roles and responsibilities, and uses case studies to illustrate regulatory challenges in PE/VC investments.

MODULE 5: EXIT STRATEGIES AND LIQUIDATION

Participants will gain insights into exit options in PE/VC investments, including IPOs, mergers, and acquisitions. The module covers legal considerations in exit planning, regulatory approvals for exits, and provides case studies illustrating successful exit strategies. Additionally, the module addresses liquidation processes and their legal implications.

MODULE 6: DISPUTE RESOLUTION IN PE/VC INVESTMENTS

This module provides an overview of dispute resolution mechanisms in PE/VC investments, comparing arbitration and litigation. Participants will explore common disputes in PE/VC transactions, learn about enforcing investor rights, and analyze case studies to understand effective dispute resolution strategies.

MODULE 7: TAXATION IN PE/VC INVESTMENTS

Covering the taxation aspect of institutional investments, this module discusses tax structures for PE/VC funds and investors, taxation of capital gains, transfer pricing, and tax planning strategies. Participants will engage in a practical workshop focusing on the tax implications of structuring investments.

MODULE 8: ETHICAL AND ESG CONSIDERATIONS IN INSTITUTIONAL INVESTMENTS

This module addresses ethical practices in PE/VC investments, emphasizing environmental, social, and governance (ESG) factors in investment decisions. It explores industry codes of conduct, best practices, and uses case studies to navigate ethical dilemmas in responsible investing. Participants will also learn to develop a sustainable investment framework.

ASSIGNMENTS AND EXAMINATION

At LawLearnizo, we are committed to providing a comprehensive learning experience that not only imparts knowledge but also evaluates your understanding and application of the concepts taught. To achieve this, our course structure includes a robust system of assignments and examinations designed to reinforce learning and assess your progress.

ASSIGNMENTS

To ensure a consistent learning pace and to keep you engaged with the course material, we will provide two assignments every week. This means you will receive a total of 12 assignments throughout the course duration. These assignments are carefully crafted to reflect the topics discussed during the live sessions each week, allowing you to apply the concepts learned in a practical manner.

EXAMINATION

The schedule for the examination will be released at the end of the second month of the course. This will give you ample time to prepare and review the course material thoroughly. The examination will be of 50 marks and will comprise multiple-choice questions (MCQs) and situation-based questions and answers. This format is designed to test not only your recall of the course content but also your ability to apply the concepts in various scenarios.
More about the assignments and examination shall be mentioned in the course guidelines provided after successful registration of the course and students shall be informed during the live sessions of the course as well.

DURATION

3 Months

COURSE FEES

INR 5000/-

MODE OF LEARNING

Online - Live Classes

ADD ON BENEFITS

  • Hard Copy of the Certificate issued by LawLearnizo after the successful completion of the course.
  • Access to Webinars offered by LawLearnizo.
  • Publish research papers with our partner journals and publishers with ISSN and ISBN numbers and multiple indexes.
  • Get preferable slots for career counselling.
  • Internship assistance for all the enrolled participants.
  • Scholarship on other courses by LawLearnizo.
  • An opportunity to work with our team (Paid Opportunity).

Course material

  • No hard copy of the material will be provided for this course.
  • Soft copy of the materials will be provided from time to time as per the topics covered during the live classes. 

CLASS SCHEDULES

  • All live classes shall be scheduled during the weekends.
  • If by any chance, live classes are scheduled during the weekdays, it shall be scheduled keeping in mind the availability of the participants.  

REGISTRATION LINK

Frequently Asked Questions

The curriculum of the course is to be read by the participants in order to determine whether the course is right for them or not. 

Alternatively, candidates can take a free counselling session from our experts by submitting a call back form mentioned below or reach out to us at: counselling@lawlearnizo.com.

Students may decide not to enrol in a particular course or service for a variety of reasons, such as unreasonable expectations, time restraints, health problems, etc. Regardless of the cause, we have a set return policy that all of our students must adhere to. The deducted amounts are used to pay for the platform, logistics, operating expenses, and any necessary taxes.

Within the first seven days of registration, the students are eligible for an 80% refund, and within the first 14 days, they are eligible for a 60% refund.

Please send an email to support@lawlearnizo.com with the following information: your registered email address, name, batch, course information, and an explanation for the refund request.

Within 3-5 days, a refund confirmation email with the amount of the refund will be delivered.

Within 10–12 days of receiving your request, the refund will be applied to your original method of payment.

The students can speak with our in-house advisors to get help with their resume, cover letter, placement and internship opportunities, and other related issues. Although placements and internships cannot be guaranteed, we will help you out with lots of opportunities.

You can contact us at iic@lawlearnizo.com for more information.

The live lectures have a scheduled time and dates of the course are revealed one or two days prior to the start of the course. You can take the backup classes in case you miss any live class for that particular lecture.

The assignments have a due date. We provide all of our students enough time to finish the course and all of the assignments.

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